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Showing 171 to 180 of 724 search results for complaints data to help assess.

  1. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.
  2. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar
  3. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 
  4. Whistleblowing quarterly data 2023 Q3

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.
  5. Whistleblowing: How to make a report

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Find out how to report your concerns to the FCA's Whistleblowing team and what happens to your information once you have made a report
  6. Market cleanliness statistics 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA publishes the Market Cleanliness (MC) Statistic for takeover announcements in the UK equity markets in 2022/23.
  7. Whistleblowing quarterly data 2023 Q2

    Data Published: 13/10/2023 Last modified: 13/10/2023
    The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured.
  8. Whistleblowing quarterly data 2023 Q1

    Data Published: 30/06/2023 Last modified: 30/06/2023
    The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.
  9. FCA clarifies fairer treatment of regular premium PPI complaints

    Press Releases Published: 04/07/2018 Last modified: 04/07/2018
    The Financial Conduct Authority (FCA) has today issued a consultation paper on new guidance about the handling of certain regular premium payment protection insurance (PPI) complaints. The proposed guidance clarifies FCA expectations.
  10. Update for consumers on Philips Trust Corporation

    News stories Published: 22/03/2024 Last modified: 02/04/2024
    We provide an update for consumers on our work relating to the administration of Philips Trust Corporation.