Search results
Showing 291 to 300 of 724 search results for complaints data to help assess.
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Stress testing for human beings
Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium. -
Agile regulation and planning for success
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022 -
News for Fyshe Horton Finney Ltd customers
On 20 March 2013, Fyshe Horton Finney Ltd placed itself into the Special Administration Regime (SAR). We explain what this means if you are a client of Fyshe. -
Requesting sample transaction reporting data
The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data. -
Coronavirus: Information for small businesses that are customers of financial services firms
Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed. -
GPC SIPP Limited enter administration
Following discussions with the Financial Conduct Authority, on 11 June 2019, the sole director of GPC SIPP Limited, a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith & Williamson LLP as joint -
Financial Conduct Authority to tackle competition problems with the trade data market
A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should. -
Operational resilience insights for insurance firms
Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take. -
Personal data and market oversight
How and why the FCA uses personal data to carry out its market oversight functions.