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Showing 341 to 350 of 724 search results for complaints data to help assess.
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Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR. -
Market Watch 73
In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets. -
Preparing for the future of Consumer Investments
We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved. -
Financial Conduct Authority publishes general insurance value measures scorecard
The FCA has published the first set of data in its general insurance value measures pilot, covering the year ending 31 August 2016. -
Getting regulation right
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016. -
Land banking investment scams
Find out how land banking investments work, how to avoid scams and what to do if you’re scammed. -
Copia Wealth Management Limited is placed into liquidation
Mr Floyd Paterson, the sole director of Copia Wealth Management Limited, a firm authorised and regulated by the FCA, has appointed Alex Kachani of Crawfords Accountants in Manchester as liquidator. -
Land banking investment schemes
Find out how schemes to invest in a plot of land work, how to tell whether it is a scam, and why the structure of the scheme matters. -
The FCA’s Business Plan and Priorities
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester -
Firm Details Attestation (FDA) since January 2021 - January 2022
The FCA responds to multiple questions on Firm Details Attestation.