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Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues
to develop an analytical framework to help us appreciate market-based finance’s (MBF) contribution to consumer welfare and identify its potential risks. ... This is particularly true for some areas in which regulators have not yet gained access to data -
FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report
The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit. -
Towards end of the transition period: getting ready for a new environment
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit. -
FCA launch consultation to assist parties in proving presence of coronavirus in business interruption insurance claims
The FCA is launching a consultation to assist parties in proving presence of coronavirus in Business Interruption insurance claims. -
FCA publishes its second set of rules following its Asset Management Market Study
The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in. -
Connaught Independent Review call for information closes but investigation remains open to affected individuals
Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed. -
Pay review 2024: Equality Impact Assessment
The FCA has carried out an Equality Impact Assessment to check the 2024 annual pay review did not disadvantage groups protected by the Equality Act 2010. -
East West Insurance Company Limited enters administration
Insurance firm East West was placed into administration on 12 October 2020. Richard Barker and Simon Edel, both of Ernst & Young LLP, were appointed as Joint Administrators. -
Mortgages and coronavirus: updated guidance for firms
FCA update to our guidance for firms on mortgages and coronavirus -
Debt management firms still failing Britain’s most vulnerable consumers, says FCA
The FCA found:. firms failing to adequately assess customers’ financial circumstances before recommending a course of action. ... At this time the FCA will also assess the level of fees charged by fee-charging debt management firms.