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Showing 661 to 670 of 725 search results for complaints data to help assess.
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Undertaking cashflow modelling to demonstrate suitability of retirement-related advice
Our work on reviewing defined benefit transfer advice and our ongoing supervisory work identified concerns about how firms prepare and use cashflow modelling. -
Update on FCA test case of the validity of business interruption claims
FCA update on progress on its court action on business interruption (BI) insurance policies -
What are the lessons for insurance supervisors from the recent financial crisis?
Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank. -
Effective compliance with the Market Abuse Regulation – a state of mind
When delivering a speech, it never helps to have two critical terms share the same three letter acronym. ... data that we will receive regarding transactions taking place in the market and critical to our pursuit of market abuse. -
FCA drives changes to Buy Now, Pay Later (BNPL) firms’ contract terms
This statement summarises the changes made by four BNPL firms to their contract terms and contains guidance for firms in this sector more generally. -
Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits
Systematic deviations from 'rational' behaviour which help all of us understand and process the world around us but may also lead to errors. ... Behavioural economics can help understand the mistakes consumers make, how firms respond to these mistakes -
UK EMIR reporting questions and answers
Guidance for reporting under the revised UK EMIR Article 9 reporting requirements. -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
The Financial Conduct Authority outlines how it will regulate crowdfunding
losses. The proposals will make the crowdfunding market more accessible, will help foster competition and facilitate access to alternative finance options while also providing additional consumer protection. ... For non-advised clients, firms must assess -
FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies
The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.