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Showing 181 to 190 of 458 search results for complaints data to help assess how well firms.
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Fast-growing firms (FGFs) multi-firm review
We summarise our findings and set out our expectations of FCA solo-regulated fast-growing firms to identify, assess and manage the risks arising from their activities. -
Emerging Technology Research Hub
The FCA's Emerging Technology Research Hub monitors technology trends and provides insight into how emerging technology affects financial services, markets and consumers. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
Financial Conduct Authority publishes general insurance value measures scorecard
The FCA has published the first set of data in its general insurance value measures pilot, covering the year ending 31 August 2016. -
Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR. -
Investment Association Annual Dinner 2017
Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017. -
Professional standards: advisers
FCA provides professional standards that all advisers should meet -
Ageing population: update from the FCA
We have published this statement to warn consumers against dealing with unauthorised firms. -
Retail Distribution Review six months in – how firms are implementing the RDR
The Financial Conduct Authority (FCA) has published an early review of how advisory firms have implemented some of the core aspects of the Retail Distribution Review (RDR) months after its implementation. -
Moving towards a sustainable model of regulation
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.