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Showing 391 to 400 of 458 search results for complaints data to help assess how well firms.
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LIBOR: preparing for the end
Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York, USA. -
Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments
Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments. ... Principle 3 requires firms to manage their business, and risks, responsibly and effectively. -
New rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling
The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts. -
Building a digital regulator: how the FCA is riding the innovation wave
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovation Finance Global Summit 2022. -
The Financial Conduct Authority outlines how it will regulate crowdfunding
For non-advised clients, firms must assess appropriateness before allowing them to invest through the platform. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
General Insurance value measures data – year ending 31 August 2016
We have published general insurance value measures data for 38 insurers (including both UK and EEA firms) for the year ending 31 August 2016. -
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
Certification Regime - will require relevant firms to assess and certify at least annually the fitness and propriety of employees deemed capable of causing significant harm to the firm or any of ... Following an increase in whistleblowing to the FCA and -
Evolution of a new model for financial regulation in the UK
Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum -
Effective compliance with the Market Abuse Regulation – a state of mind
Trust is essential in any society and necessary to ensure markets function well and efficiently. ... activity in the UK markets - would do well to understand, and seek to uphold. -
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.