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Showing 371 to 380 of 12020 search results for consumer research report.
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The Financial Conduct Authority consults on guidance to clarify the boundary between different investment advice models
The report looks at firms’ attitude to different advice models and describes how firms approached the design of distribution models where customers purchase investments without regulated advice. ... Consumer research was conducted as part of this work, -
£12 million compensation to be paid to thousands of struggling borrowers
The FCA expects lenders to learn the lessons from good and poor practice during the Covid-19 pandemic to help borrowers during the cost-of-living squeeze. -
TR14/8 - Insurers’ management of claims – household and retail travel
This report summarises the findings of our thematic review into claims handing in household and retail travel insurance, which assessed the extent to which consumers as claimants are at the heart ... The report is aimed at general insurance firms, -
Financial Conduct Authority provides update on regulatory sandbox
The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox. -
Consumer Investments Strategy - 2 Year Update
The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021. -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
A specific concern is that some asset managers are pushing the definition of ‘research’ by using client commissions to cover non eligible costs and services. ... Launching a consultation paper in November to clarify rules on research, including -
Armchair detective investors take inspiration from Sherlock Holmes to foil investment scams
New research from the Financial Conduct Authority (FCA) has found that a quarter (25%) of investors who avoided a scam are taking inspiration from Sherlock Holmes to stop scammers in their tracks. -
Occasional Paper No. 49: Borrower subgroups and the path into distress: commonalities and differences
Occasional Paper 49