Search results
Showing 762 to 771 of 1081 search results for consumer research to inform.
-
Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
FCA confirms permanent ban on the sale of binary options to retail consumers
FCA confirms permanent ban on the sale of binary options to retail consumers -
Do I need to worry about benchmark regulation?
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Update on FCA activities on pensions and retirement income
Find out about the FCA's ongoing work, designed to identify emerging trends, and an update on the Retirement Outcomes review. -
FCA and Practitioner Panel publish findings from 2018 joint survey
We and the Practitioner Panel have published a report from our 2018 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of our performance as a regulator. -
TR14/21: Retail investment advice: Adviser charging and services
We also commissioned NMG Consulting to conduct consumer research into how consumers interact with advisory firms’ ongoing service propositions. ... Our consumer research highlighted the importance many consumers place on the ongoing service element of -
SME collections and recoveries review
Findings from our multi-firm review assessing how retail banks treat their SME customers in collections and recoveries. -
Diversity and inclusion: Our role as a regulator
We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area. -
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
FCA sets out expectations for investment managers on dealing commission
FCA chief executive, Martin Wheatley, said:. “Investors should be confident that dealing commission is only used to buy execution or research services that deliver real value. ... The FCA has a statutory objective to secure appropriate protection for -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
To deliver good outcomes for consumers, financial advisers need to undertake research and due diligence to assess the nature of the investments they recommend, their risks and benefits and to understand ... During its review, the FCA found the firms that