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Showing 151 to 160 of 442 search results for control of financial crime risks in trade.
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FCA statement on Nvayo Limited
The Upper Tribunal has agreed not to suspend restrictions we placed on e-money firm Nvayo Limited. -
Reducing and preventing financial crime
We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year. -
Fighting financial crime – looking forward and back
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our Financial Crime Conference. -
Do the right thing
Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FG15/7 - Guidance on financial crime systems and controls
FG15/7 - Guidance on financial crime systems and controls. Finalised guidance First published:. ... All respondents thought that our examples of good practice were useful to help illustrate what some firms have done to identify, assess and manage -
REP data items FAQs
REP data items FAQs -
FCA fines CGML £27,766,200 for failures in its trading systems and controls
The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200. -
Market abuse in a time of coronavirus
Julia Hoggett speaking on market abuse at the Ciy & Financial Global event. -
OPBAS publishes report on progress and themes from 2020/21
The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.