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Showing 161 to 170 of 442 search results for control of financial crime risks in trade.

  1. Enhancing market integrity

    About us What we do Published: 19/04/2016 Last modified: 13/12/2023
    The FCA aims to support a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.

  2. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

  4. GC14/7 Proposed guidance on financial crime systems and controls

    Guidance consultations Published: 14/11/2014 Last modified: 30/08/2015
    GC14/7 Proposed guidance on financial crime systems and controls. Guidance consultations First published:. ... 2007. GC14/7 Proposed guidance on financial crime systems and controls.

  5. Safe custody services and money laundering

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Find out more about what businesses that rent safety deposit boxes need to do.

  6. Building cyber resilience

    Speeches Published: 26/01/2018 Last modified: 26/01/2018
    Speech by Robin Jones, Head of Technology, Resilience & Cyber at the FCA, delivered to the PIMFA Financial Crime Conference, London.

  7. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  8. Principal trading firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  9. Is this the decade of the credit union?

    Speeches Published: 17/01/2020 Last modified: 17/01/2020
    Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

  10. The risks of token regulation

    Speeches Published: 06/09/2021 Last modified: 06/09/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime
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