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Showing 311 to 320 of 442 search results for control of financial crime risks in trade.
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FSA publishes consultation on framework for the consumer credit regime
The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue -
Culture in financial institutions: it’s everywhere and nowhere
Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors. -
CFD firms fail to meet our expectations on appropriateness assessments
Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms. -
How to report suspected market abuse as a firm or trading venue
Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation. -
Evolving the FCA's approach to markets regulation
Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
UK FinTech: Regulating for innovation
Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered -
Ageing population: update from the FCA
We have published this statement to warn consumers against dealing with unauthorised firms. -
Using artificial intelligence to keep criminal funds out of the financial system
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London. -
FCA publishes Feedback Statement on Distributed Ledger Technology
The FCA has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT). -
FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures
Tracey McDermott, director of enforcement and financial crime at the FCA said:. ... The FCA found that Banks’ did not have adequate systems and controls to identify and manage their exposure to IT risks.In particular:.