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Showing 191 to 194 of 194 search results for control of financial crime risks in trade finance.

191. How can we ensure that Big Data does not make us prisoners of technology?

     Speeches Published: 11/07/2018 Last modified: 11/07/2018
     Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.

192. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

     Press Releases Published: 21/09/2015 Last modified: 21/09/2015
     He has led and launched two trade associations in the financial advice sector and written two books on financial services regulation. ... Caroline has previously been UK Chief Financial Officer for RSA and prior to that held a number of senior finance

193. Consumer credit countdown – Review into debt collection practices of payday lenders starts on day one of FCA regulation

     Press Releases Published: 12/03/2014 Last modified: 30/09/2016
     Assess the financial promotions of payday and other high cost short term lenders and move quickly to ban any that are misleading and/or downplay the risks of taking out a ... Maintain regular and ongoing discussions with both consumer and trade

194. Implementing MiFID II – multi-firm review of research unbundling reforms

     Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
     Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how