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Showing 51 to 60 of 194 search results for control of financial crime risks in trade finance.

51. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

52. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

53. FCA review finds weaknesses in some challenger banks’ financial crime controls

    Press Releases Published: 22/04/2022 Last modified: 22/04/2022
    FCA review found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and occupation.

54. Financial crime systems and controls during coronavirus situation

    Focus areas Published: 06/05/2020 Last modified: 21/02/2023
    Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.

55. Effectiveness of the AML regime in disrupting financial crime

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.

56. FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

    Press Releases Published: 31/01/2017 Last modified: 31/01/2017
    The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December

57. Firms reminded about potential financial crime risks linked to Afghanistan

    Statements Published: 31/08/2021 Last modified: 31/08/2021
    We are reminding firms to be aware of the potential financial crime risks linked to Afghanistan

58. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

59. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

60. Safe custody services and money laundering

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Find out more about what businesses that rent safety deposit boxes need to do.