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Showing 191 to 200 of 224 search results for data reporting and LIBOR transition.

191. Financial regulators publish fourth edition of plan for upcoming work

     News stories Published: 01/11/2021 Last modified: 01/11/2021
     The Financial Services Regulatory Initiatives Forum has issued the fourth edition of the Regulatory Initiatives Grid which lists upcoming work.

192. Changes to UK EMIR reporting requirements: draft questions and answers

     Consultation papers Published: 01/03/2024 Last modified: 12/07/2024
     The FCA sought feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

193. The institutionalisation of customer service

     Speeches Published: 12/03/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment

194. Rules that apply to firms in SRO and fund operators in the TMPR

     Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
     We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

195. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.

196. IFPR implementation observations: quantifying threshold requirements and managing financial resources

     Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
     Firms should consider these and how they can strengthen their processes.

197. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 24/05/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

198. The FCA and the Bank of England encourage market participants in further switch to SONIA in interest rate swap markets

     Statements Published: 28/09/2020 Last modified: 28/09/2020
     FCA and Bank of England support and encourage liquidity providers in the sterling swaps market to adopt new quoting conventions for inter-dealer trading based on SONIA instead of LIBOR from 27 October this year.

199. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 11/06/2024
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

200. Enhancing the UK’s capital markets – The FCA’s role and priorities

     Speeches Published: 08/02/2022 Last modified: 08/02/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.