Search results
Showing 221 to 230 of 784 search results for dealing with vulnerable customers.
-
FCA fines LJ Financial Planning Ltd £107,200
Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest. -
FCA launches review of the Credit Information Market
The Financial Conduct Authority (FCA) has today launched a market study to examine how the credit information market operates and the impact it has on consumers. -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX). -
Human face of regulation
Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London -
TR15/8: Quality of debt management advice
This paper reports on the findings of the FCA's thematic review of the quality of debt management advice. -
Financial Conduct Authority sets out agenda and priorities for consumer credit
The FCA has published the outcome of its review into high-cost credit, which includes its assessment of the effectiveness of the payday loan price cap. -
Customer Understanding of Transactions
Customer Understanding of Transactions. News stories First published:. 12/04/2016. Last updated: 12/04/2016. ... their approach to designing products, providing understandable information to consumers and dealing with complaints. -
Risks to customers from financial incentives
The FCA out how financial incentives for staff could potentially have a negative effect on customers. -
Messages firms can give customers about investments and life assurance following market volatility
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
Crypto investment scams
Find out how crypto investment scams work, how to avoid them and what to do if you’re scammed.