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Showing 601 to 610 of 784 search results for dealing with vulnerable customers.

  1. Financial watchdog puts banks on alert in fight against money laundering via the Post Office

    Press Releases Published: 24/04/2023 Last modified: 24/04/2023
    A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. 

  2. Review of later-life mortgages finds poor advice and misleading promotions

    Press Releases Published: 14/09/2023 Last modified: 14/09/2023
    The review looked at firms responsible for around half of all lifetime mortgage sales.

  3. Banque Privee Edmond de Rothschild (Clone of FSA EEA Authorised firm)

    Warnings Published: 01/11/2012 Last modified: 01/11/2012
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  4. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

  5. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

  6. 24Cashflow / 24cashflow Ltd - https://www.24cashflow.co.uk/

    Warnings Published: 30/11/2023 Last modified: 30/11/2023
    24Cashflow / 24cashflow Ltd - https://www.24cashflow.co.uk/ is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. UKRN encourages policy makers to use Power of Attorney guide

    News stories Published: 08/05/2019 Last modified: 08/05/2019
    The Power of Attorney guide aims to help organisations understand what the law requires of them when dealing with powers of attorney.

  8. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

  9. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.

  10. Directions and requirements placed on Samweb for providing misleading information to consumers

    News stories Published: 07/11/2022 Last modified: 16/11/2022
    FCA has issued First and Second Supervisory Notices.
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