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Showing 611 to 620 of 784 search results for dealing with vulnerable customers.

  1. FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members

    Press Releases Published: 03/10/2023 Last modified: 03/10/2023
    The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

  2. Keeping pace with rising costs – improving financial inclusion for consumers

    Speeches Published: 01/06/2022 Last modified: 01/05/2024
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at Financial Inclusion Virtual Summit 2022

  3. FCA bans motor finance firm’s range of online adverts

    Press Releases Published: 18/02/2020 Last modified: 18/02/2020
    The Financial Conduct Authority (FCA) has banned a number of online adverts issued by Rix Motor Company Ltd (Rix).

  4. FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation

    Press Releases Published: 13/09/2023 Last modified: 13/09/2023
    Keith Dickinson and Andrew Allen of Mansion Park Limited (Mansion Park) have been banned from advising customers on pension transfers and pension opt-outs.

  5. FCA proposes ways to make financial advice more accessible

    Press Releases Published: 30/11/2022 Last modified: 30/11/2022
    ​​​​​​​As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence. 

  6. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

  7. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

  8. High-cost short-term credit and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 01/12/2020
    This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans. In addition, this guidance applies to firms that have acquired such loans. It applies to both current loans and loans entered

  9. FCA becomes AML and CTF supervisor of UK cryptoasset activities

    News stories Published: 10/01/2020 Last modified: 10/01/2020
    FCA becomes AML and CTF supervisor of UK cryptoasset activities

  10. Match Your Loans (clone of FCA authorised firm)

    Warnings Published: 11/05/2015 Last modified: 11/05/2015
    Match Your Loans (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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