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Showing 691 to 700 of 784 search results for dealing with vulnerable customers.

  1. FCA announces proposals for further support to consumer credit borrowers impacted by coronavirus

    Press Releases Published: 04/11/2020 Last modified: 04/11/2020
    As a result of increasing restrictions announced in recent weeks, we are proposing to enhance measures to provide further support to consumers impacted by coronavirus.
  2. The FCA publishes report into mortgage lenders’ arrears management and forbearance

    Press Releases Published: 25/02/2014 Last modified: 29/11/2021
    In a review of lenders’ approaches to mortgage arrears management, the Financial Conduct Authority (FCA) found firms had improved practices, placing greater emphasis on the need to treat customers fairly, but identified areas on which the industry
  3. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)
  4. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Equity insider dealing has been a clear focus in the past, which is reflected by many of our outcomes to date being focused on that behaviour. ... However, all relevant markets are vulnerable to both insider dealing and manipulation, therefore we are now
  5. ALG Capital Ltd / alg.capital (Clone of FCA Authorised Firm)

    Warnings Published: 20/12/2021 Last modified: 20/12/2021
    ALG Capital Ltd / alg.capital (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
  6. Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd

    News stories Published: 31/01/2022 Last modified: 31/01/2022
    We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities.
  7. FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients

    Press Releases Published: 27/05/2014 Last modified: 27/05/2014
    FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients. ... disclosure provided to customers was sometimes very generic and unlikely to meet their information needs or enhance their
  8. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.
  9. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.