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Showing 721 to 730 of 784 search results for dealing with vulnerable customers.

721. Financial watchdog warns insurers to protect customers’ wellbeing during cost of living squeeze

     Press Releases Published: 29/09/2022 Last modified: 29/09/2022
     The Financial Conduct Authority (FCA) has written to insurers urging them to protect customers as the cost of living rises

722. FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers

     Press Releases Published: 29/08/2014 Last modified: 29/08/2014
     FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers. ... Any consumers who had dealings with Cameron, Burlington Associates or Leslie & Nuding / Burlington

723. A reminder to FCA-regulated firms and issuers after developments in Ukraine

     Press Releases Published: 21/10/2015 Last modified: 22/02/2016
     Developments in Ukraine have highlighted the continuing need for robust systems and controls when dealing with actual or potential politically exposed persons. ... Firms should be aware of the possible impact these events may have on patterns of

724. Derivation and changes tables

     Firms Published: 15/12/2023 Last modified: 15/12/2023
     This page contains an interactive version of the tables derivation and changes tables produced by the FCA in policy statements dealing with the repeal and replacement of retained EU law.

725. FCA announces proposals to fundamentally reform the way banks charge for overdrafts and extends protections for other high-cost credit products

     Press Releases Published: 18/12/2018 Last modified: 11/04/2024
     The FCA has announced the next package of measures forming part of its high-cost credit review.

726. Fair, transparent and competitive: the FCA’s vision for the asset management sector

     Speeches Published: 30/10/2013 Last modified: 30/10/2013
     Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

727. Former chief executive of stockbroker firm fined £450,000 and banned

     Press Releases Published: 13/03/2015 Last modified: 13/03/2015
     On a number of occasions this amounted to dishonesty. Mr Kenny’s behaviour impacted the customers of Gracechurch, who were pressured into buying risky stocks. ... Mr Kenny has now been held to account for Gracechurch’s mis-selling and the lack of

728. The FCA’s approach to supervising wealth management and private banking firms

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

729. AXA Venture Partners / AXA Strategic Ventures (Clone of EEA authorised firm)

     Warnings Published: 22/06/2020 Last modified: 21/11/2020
     AXA Venture Partners / AXA Strategic Ventures (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

730. Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls

     Press Releases Published: 23/01/2014 Last modified: 23/11/2021
     The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).