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TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review
most lenders are using the flexibility afforded by our rules when dealing with their own existing mortgage customers.However, some firms could be more proactive and consistent when making use of -
The Financial Conduct Authority outlines how it will regulate crowdfunding
The key proposals for loan-based crowdfunding platforms are as follows:. Information about the platform must be clearly presented and easy to find so customers know with whom they are dealing. ... All communications must be presented in a way that the -
British Steel Pension Scheme transfers: action from the FCA, FOS and FSCS
The FCA, Financial Ombudsman Service (FOS) and FSCS report on joint action to help former British Steel Pension Scheme members get the retirement they worked for. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
in all probability, that the customer will return to them for a second, third, fourth (or more) loans where the margins are greater (because the risk of customers defaulting on the ... to us about testing new ideas or techniques that could improve -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
FCA one year on – effective regulation goes hand-in-hand with sustainable businesses
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version. -
High Court orders illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers
The two companies and three individuals must pay restitution to members of the public who were induced to transfer their pensions into self-invested personal pensions (SIPPs). -
FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud. -
FCA data show 5% drop in complaints in the second half of 2018
The FCA has published the complaints figures for regulated firms for the second half of 2018. -
FCA bans and fines trader £662,700 for manipulating gilt price during QE
He has paid a heavy price for his actions. "Fair dealing is at the heart of market integrity.This case sends a clear message about how seriously the FCA views attempts ... Stevenson was an FCA approved person and held the CF30 (customer function) between