Search results
Showing 751 to 760 of 784 search results for dealing with vulnerable customers.
-
PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules
In this Policy Statement we report on the main issues arising from Consultation Paper 13/17 – Consultation on the use of dealing commission rules, and publish the final rules. -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
rules. Under the proposals, second charge firms would be required to comply with FCA mortgage rules in areas such as affordable lending, advice, and dealing with payment difficulties. ... A number of other changes will also be implemented including new -
FCA proposes new rules to help consumers with pre-existing medical conditions access suitable travel insurance
The Financial Conduct Authority (FCA) has today launched a consultation on proposals designed to help consumers with pre-existing medical conditions (PEMCs) have better access to travel insurance products. -
FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls
The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious -
FCA finds weak price competition in some areas of the asset management sector
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry. -
The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with
Clive Adamson, director of supervision at the FCA, said:. “Straightforward and effective complaints handling is an important aspect of how firms treat their customers. ... Correctly handled, they can help firms quickly deal with problems and keep their -
Financial watchdog cracks down on problem firms and supports struggling borrowers
In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating. -
Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas
With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud. -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
Speaking in response to Martin Wheatley’s announcement of a review of the use of dealing commissions in the purchase of research, IMA Chief Executive, Daniel Godfrey, said:. ... Our clear objective is to ensure we deliver the greatest possible value -
Fidelity International / Fidelity plc (Clone of FCA authorised firm, recognised product and UK registered company)
Fidelity International / Fidelity plc (Clone of FCA authorised firm, recognised product and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why