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Showing 781 to 784 of 784 search results for dealing with vulnerable customers.

781. FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

     Finalised guidance Published: 04/03/2016 Last modified: 04/03/2016
     In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK.

782. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

783. Ending reliance on LIBOR: Overview of progress made on transition to overnight risk-free rates and what remains to be done

     Speeches Published: 21/02/2019 Last modified: 21/02/2019
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Investment Association, London. 

784. Little Loans Ltd/ Little Loans Group/ Little Loans Society/ Little Loan UK / Money Line Loans (Clone of FCA authorised firm)

     Warnings Published: 02/08/2021 Last modified: 20/07/2023
     Little Loans Ltd/ Little Loans Group/ Little Loans Society/ Little Loan UK / Money Line Loans (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find