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Showing 101 to 110 of 296 search results for dear ceo letters.

  1. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

    Correspondence Published: 21/01/2020
    Dear CEO letter: Portfolio strategy letter for financial advisers

  2. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

    Correspondence Published: 25/04/2019

  3. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

    Correspondence Published: 14/04/2021
    Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

  4. Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - insurers [pdf]

    Correspondence Published: 19/09/2018
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks and insurance companies regarding the ongoing global benchmark reform effort mandated by the Financial Stability Board (FSB),

  5. Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]

    Correspondence Published: 28/11/2022
    FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders.

  6. Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]

    Correspondence Published: 13/09/2017
    Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our letter sets out a number of concerns we have identified. In light of

  7. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

    Correspondence Published: 06/07/2023
    A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  8. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

    Correspondence Published: 22/01/2021
    Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.

  9. Dear CEO LIBOR letter

    Statements Published: 19/09/2018 Last modified: 19/09/2018
    Dear CEO LIBOR letter. Statements First published:. 19/09/2018. Last updated: 19/09/2018. ... These letters were sent to the largest banks and insurers in the first instance.

  10. Dear CEO: Clarity in Promotions about Regulated and Unregulated Business: the FCA's Expectations [pdf]

    Correspondence Published: 09/01/2019
    On Tuesday 8 January 2019 we placed on our website a letter addressed to the CEOs of all our regulated firms to remind them of their responsibilities relating to the use of financial promotions.