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Showing 161 to 170 of 296 search results for dear ceo letters.

  1. Dear CEO letter: Action needed to ensure your financial promotions are clear, fair and not misleading [pdf]

    Correspondence Published: 06/05/2022
    This letter is addressed to credit brokers and firms providing high-cost lending products but may be relevant to other firms involved in these activities.

  2. FSA - Our letter to wealth management firms [pdf]

    Correspondence Published: 14/06/2011 Last modified: 03/08/2016
    We have recently reviewed the suitability of client portfolios in a sample of firms in the wealth management industry.

  3. GC14/9 Multilateral Trading Facilities (MTFs) - Dear CEO Letter and FCA Good Practice Observations on MTF Rulebooks [pdf]

    Guidance consultations Published: 01/12/2014 Last modified: 01/12/2014

  4. FG15/6: Multilateral Trading Facilities (MTFs) – Dear CEO Letter and FCA Good Practice Observations on MTF Rulebooks [pdf]

    Finalised guidance Published: 15/04/2015 Last modified: 15/04/2015

  5. Consumer Duty

    Focus areas Last modified: 16/05/2024
    Our Consumer Duty sets higher and clearer standards of consumer protection across financial services and requires firms to put their customers’ needs first

  6. LIBOR resources

    Markets Published: 04/07/2021 Last modified: 02/04/2024
    All news, statements, speeches and publications on LIBOR.

  7. FSA - FG11/16: Dear CEO letter on remuneration for firms in proportionality Tier 1 [pdf]

    Finalised guidance Published: 05/10/2011 Last modified: 20/10/2014
    This letter has two main purposes. The first is to set out how we intend to monitor the implementation of the Remuneration Code (the Code) by your firm, up to and including the 2011/2012 remuneration round, and what we are asking you to do.

  8. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

  9. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

  10. Cost of living

    Last modified: 04/07/2023
    Firms have an important role in supporting consumers struggling with higher living costs.