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Showing 171 to 180 of 296 search results for dear ceo letters.

  1. FG15/6 - Multilateral Trading Facilities (MTFs)

    Finalised guidance Published: 15/04/2015 Last modified: 15/04/2015
    FG15/6 - Multilateral Trading Facilities (MTFs). Finalised guidance First published:. 15/04/2015. Last updated: 15/04/2015. Share page. On 1 December 2014 we consulted on Guidance Consultation GC14/9 which set out the FCA’s Good Practice

  2. Dear CEO letter: British Steel Pension Scheme: Consultation on a consumer redress scheme [pdf]

    Correspondence Published: 31/03/2022
    This letter is for firms who gave pension transfer advice to British Steel Pension Scheme members between 26 May 2016 to 29 March 2018 and sets out the actions we expect firms to take with immediate effect. This letter replaces the Dear CEO letter

  3. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

  4. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    Dear Chair of the Board Letter - Governance compliance review (PDF). ... Dear CEO Letter -FCA’s prudential approach for IFPRU Investment Firms (PDF).

  5. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

  6. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.

  7. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  8. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  9. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 03/05/2024
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

  10. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.