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Showing 211 to 220 of 296 search results for dear ceo letters.

  1. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    The FCA has written to the CEO’s of all SIPP firms to warn them of the failings uncovered by its recent thematic review and asking them to take action to

  2. FCA asks Financial Advisers to review their processes in retirement income support

    Press Releases Published: 20/03/2024 Last modified: 20/03/2024
    We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice.

  3. FCA publishes review of business interruption insurance claims handling

    Press Releases Published: 04/10/2022 Last modified: 04/10/2022
    The FCA publishes the latest BI data and sets out examples of good practice and where insurance firms have fallen short of expectations in their handling of BI claims.

  4. FCA tells credit card firms to review their approach to persistent debt customers

    Press Releases Published: 03/02/2020 Last modified: 03/02/2020
    FCA tells credit card firms to review their approach to persistent debt customers.

  5. Financial crime controls at challenger banks

    Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
    Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

  6. Reducing and preventing financial crime

    Corporate documents Published: 08/02/2024 Last modified: 08/02/2024
    We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.

  7. Investment managers still failing to ensure effective oversight of best execution

    Multi-firm reviews Published: 03/03/2017 Last modified: 25/11/2021
    We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.

  8. FCA writes to firms about the treatment of retained interest on customers’ cash balances

    Press Releases Published: 12/12/2023 Last modified: 12/12/2023
    The Financial Conduct Authority (FCA) has today written to investment platforms and SIPP operators setting out its concerns on the way they deal with any interest earned on customers’ cash balances.

  9. Update on FCA test case of the validity of business interruption claims

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    FCA update on progress on its court action on business interruption (BI) insurance policies

  10. FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members

    Press Releases Published: 28/11/2022 Last modified: 28/11/2022
    The FCA has published final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who received unsuitable advice to transfer out.