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Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Speech: The economic challenge of regulating the mortgage market
integrity, and competition, as set out at the start of the Financial Services Act, 2012 – do not happen, whatever their cause. ... Or that the market failed to supply a de-biasing service for which there was true demand. -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
Information on firms sanctioned for greenwashing - April 2022
The FCA provides information on greenwashing. -
CP15/28: Quarterly Consultation Paper No. 10
We are proposing to:. make changes in relation to offshore life insurance bonds. ... offshore insurer some of the same protections as consumers receiving advice or a discretionary management service directly. -
FCA publishes evaluation of its work on the financial advice market
FCA publishes evaluation of its work on the financial advice market. -
TR13/8 - The governance of unit-linked funds
Unit-linked funds are a type of pooled investment offered by insurance companies through their life or pension policies. ... service providers that are involved in the operation of unit-linked funds. -
PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance
The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints. -
Innovating for the future: the next phase of Project Innovate
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit. -
Insights from the 2021 Cyber Coordination Groups
An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.