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Showing 781 to 790 of 1024 search results for e-Quote Insurance Services.
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CP14/25: Changes to the Approved Persons Regime for Solvency II firms
provisions in the Financial Services (Banking Reform) Act 2013 (“the Banking Reform Act”), which allow the regulators to apply Conduct Rules to certain individuals in FSMA-authorised firms. ... The paper will be of primary interest to all insurance -
Important information for British Steel Pension Scheme members
The FCA is looking into the suitability of the advice that firms gave to members of the British Steel Pension Scheme (BSPS). We want to ensure that former members of the scheme know about their rights to make a formal complaint to the Financial -
FCA supports firms through the transition to implementing the Consumer Duty
FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms. -
FG18/4: The FCA’s approach to the review of Part VII insurance business transfers
This final guidance sets our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000. -
Adviser banned and fined for fabricating RDR qualification certificates
His conduct fell woefully short of the standard that we, and consumers, demand of those who work in the financial services industry.". ... In early 2013, Mr King led this firm to believe that he held a Statement of Professional Standing issued by the -
Market Force and the Chartered Institute’s Nicholas Barbon Lectures
Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London -
Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018. -
Aggregate complaints data: 2018 H2
This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group. -
Compensation package agreed for consumers sold card security products
Any complaints referred to the Financial Ombudsman Service will be considered in line with the terms of the Scheme. ... The FCA has used its powers to bind the Financial Ombudsman Service (FOS) to the Scheme. -
Defined benefit pension transfers market data October 2018-March 2020
Defined benefit pension transfers market data October 2018-March 2020