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Cyber and technology resilience in UK financial services
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London. -
TR14/14 - Redress for payment protection insurance (PPI) mis-sales
TR14/14 - Redress for payment protection insurance (PPI) mis-sales. Thematic reviews First published:. ... We publish an update on firms’ progress in the handling of payment protection insurance (PPI) complaints. -
The drive for data in Non-Bank Financial Intermediation (NBFI)
Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit -
Information on nonfinancial misconduct and SMCR investigations - June 2022
The FCA provides data on nonfinancial misconduct and SMCR investigations. -
FCA reveals next round of successful firms in its regulatory sandbox
The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox. -
FCA to ban promotion of speculative mini-bonds to retail consumers
The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers. -
FCA wholesale sector competition review – call for inputs
Effective competition within the wholesale sector can lead to an increase in institutional efficiency, lower prices, greater innovation and can improve the quality and range of financial services provided. ... These include examples of potential barriers -
FCA Statement on fair treatment of long-standing customers in the life insurance sector
FCA Statement on fair treatment of long-standing customers in the life insurance sector. ... The Financial Conduct Authority (FCA) has today published a report setting out its findings from its thematic review of the fair treatment of long-standing -
DP15/7: Our approach to SMEs as users of financial services
DP15/7: Our approach to SMEs as users of financial services. Discussion papers First published:. ... TR15/6 Handling of Insurance Claims for Small and Medium Sized Enterprises (SMEs). -
Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary
Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey.