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Showing 961 to 970 of 1024 search results for e-Quote Insurance Services.
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FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry. -
The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer
he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010. -
Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
In other word, economics has never been more important to the future of our financial services or its customers.. ... Insurance companies reducing disclosure. Change programmes across industry. Banks simplifying terms & conditions and using teaser rates -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
The FCA has also published a report summarising the activities it has undertaken to promote competition in financial services in its first three years. ... I hope both documents demonstrate both the breadth of our activities and the difference we make to -
FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator
The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials. -
Financial Conduct Authority publishes first set of data under new complaints rules
The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016. -
FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud
The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in -
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules
PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules. ... PS16/14: Financial Services Compensation Scheme: Changes to the Compensation sourcebook: feedback on CP15/40 and final -
Consumer Duty implementation: good practice and areas for improvement
What firms are doing well and what they could do better.