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Showing 81 to 90 of 184 search results for employers' liability insurance.

81. Move from being an appointed representative to being authorised

    Tasks for regulated firms Published: 13/05/2015 Last modified: 15/12/2022
    If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal.

82. External audit requirements for MiFID investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about external audit requirements for MiFID investment firms, including what you need to do.

83. Consumer warning on Larksway Investments Limited

    News stories Published: 29/11/2017 Last modified: 18/05/2021
    The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers. 

84. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

85. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    It is, however, important that individuals also have the confidence to approach their employers.

86. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.

87. Preparing for the future of Consumer Investments

    Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.

88. Dual regulation of claims management firms - February 2022

    FOI Release Date of Release: 02/02/2022
    The FCA answers multiple questions regarding dual regulation of Claims Management Activities by both the Solicitors Regulation Authority (SRA) and the Financial Conduct Authority (FCA).

89. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

90. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).