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Showing 1022 to 1031 of 1493 search results for end of the Brexit.

  1. Dolfin Financial (UK) Ltd enters Special Administration

    News stories Published: 30/06/2021 Last modified: 12/07/2021
    Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration.
  2. Information on enforcement investigations under SMR - June 2022

    FOI Release Date of Release: 06/06/2022
    The FCA answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime.
  3. City of Plymouth Credit Union Limited enters administration

    News stories Published: 27/04/2022 Last modified: 27/04/2022
    City of Plymouth Credit Union (CPCU) Limited was placed into administration on Wednesday 27 April 2022 and has now stopped trading.
  4. FCA confirms approach to European firms temporarily operating in the UK

    Press Releases Published: 18/01/2022 Last modified: 21/01/2022
    European firms wishing to remain in the temporary permissions regime (TPR) need to meet our standards to continue operating in the UK.
  5. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.
  6. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 03/08/2023
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the
  7. Consumer Duty implementation plans

    Focus areas Multi-firm reviews Published: 25/01/2023 Last modified: 25/01/2023
    The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed
  8. Temporary prohibition of short selling: Credito Valtellinese SpA

    News stories Published: 20/11/2017 Last modified: 20/11/2017
    This measure is effective from 00:00 on 20 November 2017 until the end of tradingon 20 November 2017.
  9. Information on investigations launched by the FCA into company directors - July 2020

    FOI Release Date of Release: 13/07/2020
    The FCA provides information on investigations launched by the FCA into company directors
  10. CP23/23: Prudential assessment of acquisitions and increases in control

    Consultation papers Published: 23/11/2023 Last modified: 26/02/2024
    We are consulting on proposals to replace EU guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector.