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Showing 1192 to 1201 of 1493 search results for end of the Brexit.

  1. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    When the defendants continued with the scheme through a different company, the FCA brought an end to the scheme by taking criminal action.
  2. FCA clamps down on marketing of high-risk investments to consumers

    Press Releases Published: 01/08/2022 Last modified: 01/08/2022
    We have finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products.
  3. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.
  4. FCA publishes Decision Notices for Barclays plc and Barclays Bank plc (together “Barclays”)

    Press Releases Published: 21/10/2022 Last modified: 21/10/2022
    Barclays have referred their Decision Notices to the Upper Tribunal. Any findings in the Notices are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers the firms’ behaviour should be characterised.
  5. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  6. Our approach to overseas market operators seeking to apply to become a recognised overseas investment exchange (ROIE)

    Statements Published: 14/09/2018 Last modified: 04/08/2021
    We have published a revised direction. This replaces the temporary direction put in place in September 2018
  7. Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty

    Statements Published: 17/01/2014 Last modified: 08/11/2016
    Due to the complex nature of the review and the seriousness of the allegations, we expect that the skilled person will be reporting the review outcomes by the end of 2015. ... The FCA has indicated that an announcement about the review conclusions would
  8. Product value and coronavirus: draft guidance for insurance firms

    Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 30/10/2020
    FCA guidance on our expectations for insurance firms to consider the value of their products in the coronavirus situation.
  9. Temporary restriction in short selling

    Statements Published: 06/06/2016 Last modified: 31/08/2016
    ISIN: PTBCP0AM0007). This measure is effective from 00:00 AM on 06 June 2016 until the end of trading day on 06 June 2016.
  10. Temporary restriction in short selling

    Statements Published: 02/06/2016 Last modified: 31/08/2016
    ISIN: PTBCP0AM0007). This measure is effective from 00:00 AM on 02 June 2016 until the end of trading day on 02 June 2016.