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Showing 352 to 361 of 1497 search results for end of the Brexit.

  1. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).
  2. Investing in crypto

    Last modified: 10/05/2024
    A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.
  3. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.
  4. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  5. MORTEC INVEST

    Warnings Published: 31/03/2023 Last modified: 31/03/2023
    MORTEC INVEST is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. How we grant confirmation

    Tasks for regulated firms Published: 06/08/2015 Last modified: 08/02/2023
    This process is so that we ensure a consistent and efficient approach when dealing with requests for confirmation.
  7. Recovery room scams

    Consumers Scams Published: 04/12/2019 Last modified: 30/10/2023
    Find out how recovery room scams work, how to avoid them and what to do if you’re scammed.
  8. Small payment institution (small PI)

    Last modified: 14/09/2018
    Small PIs that have not successfully been re-registered before the end of the transitional timeframes will have to cease providing payment services, as will their agents; we will update the
  9. Trail commission

    Consumers Published: 18/04/2016 Last modified: 13/06/2022
    If you received financial advice or used an intermediary to buy an investment product before 31 December 2012, you may be paying trail commission. Find out how you can stop paying.
  10. Customer Understanding of Transactions

    News stories Published: 12/04/2016 Last modified: 12/04/2016
    It is important that firms continue to check their customers’ understanding regularly and ensure that customers are considered during the end to end life cycle of a product.