Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 452 to 461 of 1493 search results for end of the Brexit.

  1. Unacceptable behaviour policy

    Last modified: 21/02/2023
    Read the FCA policy setting out what is considered to be abusive or unreasonable behaviour, and the actions taken if your behaviour is considered unacceptable.
  2. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.
  3. Consumer credit income – what to report

    Tasks for firms Published: 24/10/2017 Last modified: 03/05/2024
    See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007.
  4. Apply to the Regulatory Sandbox

    Firms Published: 27/03/2022 Last modified: 14/04/2023
    Find out how to apply to test in the Regulatory Sandbox and what happens after you submit your application.
  5. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).
  6. How to claim compensation if a firm fails

    Consumers Complaints Published: 18/04/2016 Last modified: 03/05/2023
    If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back.
  7. Consumer Duty: the art of the possible in a year

    Speeches Published: 20/02/2024 Last modified: 20/02/2024
    Speech by Sheldon Mills, FCA Executive Director of Consumers & Competition on the Consumer Duty at KPMG.
  8. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.
  9. Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]

    Policy statements Published: 14/03/2019
  10. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.