Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 14354 search results for extract from the Financial Services Register.

  1. Information on the FCA response to the Swift Report - March 2022

    FOI Release Date of Release: 15/03/2022
    The FCA provides information on its response to the Swift Report on the FCA supervisory intervention on IRHPs

  2. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

  3. FCA response to the Davis Review

    Statements Published: 10/12/2014 Last modified: 10/12/2014
    Of particular relevance is the following extract from paragraphs 4.4 and 4.5 in the Executive Summary:. ... Service. Supplier. Amount (ex VAT). The report. Clifford Chance. £2.04m. Advice to FCA and witness representation.

  4. Contact us

    Last modified: 21/06/2024
    If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.

  5. Consumers

    Consumers Last modified: 12/06/2024
    Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams.

  6. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

  7. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  8. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

  9. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

  10. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.
Related searches