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Showing 141 to 150 of 292 search results for failings in relation to LIBOR.

141. FCA bans Jon Frensham from working in financial services

     Press Releases Published: 17/09/2021 Last modified: 17/09/2021
     The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity

142. Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli

     Press Releases Published: 01/05/2014 Last modified: 24/11/2021
     The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry.

143. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

144. FCA decides to impose conditions on takeover of Link Group

     Press Releases Published: 12/09/2022 Last modified: 12/09/2022
     Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link

145. Cum-ex trades investigations information – October 2021

     FOI Release Date of Release: 11/10/2021
     FCA provides cum-ex trades investigations information.

146. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

     Press Releases Published: 21/06/2019 Last modified: 21/06/2019
     The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

147. Improving the consumer experience

     Speeches Published: 13/11/2013 Last modified: 04/12/2013
     Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

148. Surveillance: The FCA's expectations and toolkits

     Speeches Published: 07/10/2014 Last modified: 07/10/2014
     Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

149. Outlining the FCA’s approach to authorisation

     Speeches Published: 15/03/2018 Last modified: 15/03/2018
     Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

150. NatWest fined £264.8 million for anti-money laundering failures

     Press Releases Published: 13/12/2021 Last modified: 13/12/2021
     National Westminster Bank Plc fined £264,772,619.95 following convictions for three offences of failing to comply with money laundering regulations.