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Showing 802 to 811 of 895 search results for feedback on our Brexit consultations.

  1. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms

    Thematic reviews Published: 31/10/2013 Last modified: 30/08/2015
    We have provided feedback to those firms in our review, but we expect all firms to consider our findings and the examples of good and poor practice to improve their AML ... The examples of good and poor practice are consistent with existing guidance
  2. CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure

    Consultation papers Published: 14/03/2019 Last modified: 22/03/2019
    In this consultation paper, we feed back on the outcome of the consultation we conducted in October 2018 (CP18/32) on the variable fee we will charge professional body supervisors (PBSs) in 2018/19 to recover the costs of establishing and running
  3. CP13/13: The FCA’s regulatory approach to crowdfunding (and similar activities)

    Consultation papers Published: 24/10/2013 Last modified: 30/08/2015
    Our other consumer credit consultation papers will consult on appropriate measures to protect borrowers. ... We will consider your feedback and publish our rules in a Policy Statement in February or March 2014.
  4. PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service

    Policy statements Published: 26/06/2018 Last modified: 14/12/2018
    In this policy statement, we summarise and respond to feedback to Consultation Paper 18/16: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service.
  5. PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules

    Policy statements Published: 02/05/2023 Last modified: 02/05/2023
    We set out the final rules for a new financial resilience regulatory return for solo-regulated firms.
  6. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

    Policy and guidance Policy statements Published: 25/11/2019 Last modified: 25/11/2019
    We are setting out changes to our DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.
  7. CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds

    Consultation papers Published: 03/09/2015 Last modified: 18/01/2017
    Consultation papers First published:. 03/09/2015. Last updated: 18/01/2017. Share page. ... We also seek stakeholders’ feedback on some discussion points that we will consider consulting on in future if there is a case for changing our rules.
  8. Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms

    Guidance consultations Published: 16/10/2020 Last modified: 30/11/2020
    The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19).
  9. FCA’s new rules on climate-related disclosures to help investors, clients and consumers

    News stories Published: 17/12/2021 Last modified: 17/12/2021
    We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures.
  10. FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

    Press Releases Published: 01/07/2019 Last modified: 01/07/2019
    Following consultation feedback, the Financial Conduct Authority (FCA) is confirming new rules restricting the sale, marketing and distribution of CFDs and CFD-like options to retail customers.