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Showing 852 to 861 of 895 search results for feedback on our Brexit consultations.

  1. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

    Press Releases Published: 04/06/2013 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast
  2. DP21/1: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions

    Discussion papers Published: 29/04/2021 Last modified: 19/01/2022
    Read our proposals on changes we can make to strengthen our financial promotion rules for high-risk investments
  3. PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    Policy statements Published: 30/04/2018 Last modified: 04/05/2018
    In this paper we set out our final requirements and guidance on recovering the costs of OPBAS through fees.
  4. CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)

    Consultation papers Published: 20/12/2023 Last modified: 02/04/2024
    A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15.
  5. FCA sets out next steps to improve defined benefit pension transfer market

    Press Releases Published: 05/06/2020 Last modified: 05/06/2020
    FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.
  6. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic
  7. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

    Policy statements Published: 04/02/2016 Last modified: 26/05/2016
    We also provide initial feedback on CP15/31: Strengthening accountability in banking and insurance: regulatory references (October 2015) as well as our final rules on an interim regime for referencing, pending ... Our feedback on CP15/21 and final rules
  8. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers

    Finalised guidance Published: 10/03/2017 Last modified: 02/08/2022
    In GC17/1, we consulted on guidance to update the methodology used to calculate redress for unsuitable pension transfers from a defined benefit pension scheme to a personal pension.
  9. PRA and FCA publish policy statement on bilateral margin requirements for uncleared derivatives

    Statements Published: 30/06/2021 Last modified: 30/06/2021
    The Prudential Regulation Authority and FCA have published a joint policy statement relating to margin requirements for non-centrally cleared derivatives.
  10. Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice

    Good and poor practice Published: 07/09/2023 Last modified: 15/11/2023
    The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice.