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Showing 101 to 110 of 4700 search results for final notice refers.

  1. Final Notice 2019: Linear Investments Limited [pdf]

    Final notices Published: 29/04/2019
    This final notice (Linear Investments Limited) refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. We imposed a fine.

  2. Final Notice 2019: James Roper Chatfield [pdf]

    Final notices Published: 05/04/2019
    This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Designer Concepts Ltd [pdf]

    Final notices Published: 13/02/2019
    This final notice (Designer Concepts Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Healthy Signature Ltd [pdf]

    Final notices Published: 12/02/2019
    This final notice (Healthy Signature Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Shahidur Rahman Chowdhury [pdf]

    Final notices Published: 28/02/2019
    This final notice (Shahidur Rahman Chowdhury) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2022: JLT Specialty Limited [pdf]

    Final notices Published: 22/06/2022
    This Final Notice (JLT Speciliaty Limited) refers to breaches of PRIN 3 related to anti-bribery and corruption and financial crime in the general insurance and protection sector. We imposed a financial penalty.

  7. Final Notice 2019: C.B.C Salon Design Ltd [pdf]

    Final notices Published: 11/04/2019
    This final notice (C.B.C Salon Design Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: Globe Auto Sales Ltd [pdf]

    Final notices Published: 12/02/2019
    This final notice (Globe Auto Sales Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: A G Taggart & Co Limited [pdf]

    Final notices Published: 01/05/2019
    This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: The Carphone Warehouse Limited [pdf]

    Final notices Published: 13/03/2019
    This final notice (The Carphone Warehouse Limited) refers to breaches of PRIN 3, 6 and 9 related to mis-selling in the general insurance and protection sector. We imposed a fine.
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