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Showing 1011 to 1020 of 4703 search results for final notice refers.

  1. Final Notice 2017: Allenby Stevenson Limited [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Centre for Dentistry Limited [pdf]

    Final notices Published: 11/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2015: Kudu Emerging Markets Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the Investment Adviser sector. We imposed a cancellation.

  4. Final Notice 2018: Internet Anywhere Limited [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2013: SEI Investments (Europe) Limited ("SEI") [pdf]

    Final notices Published: 26/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty.

  6. FCA Final Notice 2013: Safe Reliable Services Limited [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  7. FCA Final Notice 2014: Usman International UK Limited [pdf]

    Final notices Published: 13/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  8. Final Notice 2015: Mobile Money Transfer Limited [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  9. Final Notice 2018: Insulation Nation Limited [pdf]

    Final notices Published: 09/03/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Love Cars Sussex Ltd [pdf]

    Final notices Published: 15/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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