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Showing 1361 to 1370 of 4706 search results for final notice refers.

  1. Final Notice 2019: Empire Motors (Assim Zafar trading as) [pdf]

    Final notices Published: 02/10/2019
    This final notice (Empire Motors (Assim Zafar trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

  2. Final Notice 2019: Richard Irwin [pdf]

    Final notices Published: 17/05/2019
    This final notice (Richard Irwin) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Rotton Park/ Winson Green Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  4. Final notice 2020: Exigotrade Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Exigotrade Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Patrick Iddon [pdf]

    Final notices Published: 19/11/2018
    This final notice (Patrick Iddon) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Sukhvir Tiwana [pdf]

    Final notices Published: 12/02/2020
    This final notice (Sukhvir Tiwana) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Adrian Doherty [pdf]

    Final notices Published: 25/02/2020
    This final notice (Adrian Doherty) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2021: Colin Bermingham [pdf]

    Final notices Published: 01/11/2021
    This Final Notice (Colin Bermingham) refers to breaches of FIT related to Lack of fitness/propriety in the Investment Banking. We imposed a prohibition.

  9. Final Notice 2019: William Nelson [pdf]

    Final notices Published: 22/11/2019
    This final notice (William Nelson) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Kirt Blackburn [pdf]

    Final notices Published: 05/05/2020
    This final notice (Kirt Blackburn) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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