Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1491 to 1500 of 4706 search results for final notice refers.

  1. Final Notice 2021: Matthew Andrew Creed [pdf]

    Final notices Published: 14/07/2021
    This Final Notice (Matthew Andrew Creed) refers to breaches of FIT by a financial adviser. We imposed a prohibition

  2. Final Notice 2018: JMT Motors Limited [pdf]

    Final notices Published: 13/06/2018
    This FCA final notice (JMT Motors Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2021: Alva Motors Limited [pdf]

    Final notices Published: 29/01/2021
    This final notice Alva Motors Limited refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector

  4. Final Notice 2022: Tech Solution (London) Limited [pdf]

    Final notices Published: 17/10/2022
    This final notice (Tech Solution (London) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Stewart Owen Ford [pdf]

    Final notices Published: 16/01/2019
    This final notice (Stewart Owen Ford) refers to breaches by an executive director of APER 1, APER 4 and FIT related to mis-selling, failing to be open and co-operative, a lack of fitness/propriety, conflicts of interest, and failing to act on

  6. Final Notice 2019: ATA Trading Limited [pdf]

    Final notices Published: 15/11/2019
    This final notice (ATA Trading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: The Coffee Counter Ltd [pdf]

    Final notices Published: 12/02/2020
    This final notice (The Coffee Counter Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: Penguin Leasing Ltd [pdf]

    Final notices Published: 19/09/2019
    This final notice (Penguin Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: Petrol Face Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (Petrol Face Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2020: Dunstable Car Centre [pdf]

    Final notices Published: 21/05/2020
    This final notice (Dunstable Car Centre) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
Related searches
Related topics