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Showing 1801 to 1810 of 4706 search results for final notice refers.

1801. Enforcement

      About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
      Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

1802. Article 23D Benchmarks Regulation – Notice of Requirements [pdf]

      LIBOR notices Published: 01/07/2023
      Article 23D Benchmarks Regulation – Notice of Requirements

1803. Change in Control

      Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
      Find out when you need to notify us to acquire or change control in a firm that we regulate.

1804. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

      Press Releases Published: 22/07/2014 Last modified: 22/07/2014
      FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... The Financial Conduct Authority (FCA) has today published a Final Notice for Ian Hannam stating that it has fined him £450,000.

1805. Cancelling an authorisation or registration

      Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
      You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

1806. Notice of Decision 2023: Freshwinds [pdf]

      Decision notices Published: 23/11/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1807. Notice of Decision 2024: Pro-Bike [pdf]

      Decision notices Published: 30/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1808. Notice of Decision 2024: F.C Motors Ltd [pdf]

      Decision notices Published: 05/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1809. Notice of Decision 2024: Imran Rasool [pdf]

      Decision notices Published: 12/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1810. Decision Notice 2022: A [pdf]

      Decision notices Published: 30/11/2022
      This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.