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Showing 1811 to 1820 of 4706 search results for final notice refers.

1811. Notice of Decision 2024: Metin Cakirlar [pdf]

      Decision notices Published: 14/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1812. PS18/21: SME access to the Financial Ombudsman Service - near-final rules [pdf]

      Policy statements Published: 16/10/2018
      We have published near-final rules on extending access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs), as well as larger charities and trusts, and a new category of personal

1813. Notice of Decision 2023: Ian Slinger [pdf]

      Decision notices Published: 16/11/2023
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1814. Notice of Decision 2024: Laurence Bishop [pdf]

      Decision notices Published: 22/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

1815. Decision Notice 2022: C [pdf]

      Decision notices Published: 30/11/2022
      This Decision Notice refers to breaches of APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

1816. Decision Notice 2022: B [pdf]

      Decision notices Published: 30/11/2022
      This Decision Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

1817. Notice of Decision 2024: Attanta Limited formerly known as Neovision Wealth Management Limited [pdf]

      Decision notices Published: 27/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1818. FSA Final Notice 2011: AF Directions Limited [pdf]

      Final notices Published: 11/02/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited

1819. Notice of Decision 2023: Coleman T Limited [pdf]

      Decision notices Published: 04/09/2023
      This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.

1820. Notice of Decision 2023: Usedcars4u [pdf]

      Decision notices Published: 06/09/2023 Last modified: 23/10/2023
      This Notice of Decision (Usedcars4u) refers to a failure to carry on regulated activities. We imposed a cancellation.