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Showing 1951 to 1960 of 4706 search results for final notice refers.

1951. FSA Final Notice 2011: South Wales Financial Services Limited (In Liquidation) [pdf]

      Final notices Published: 21/09/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against South Wales Financial Services Limited (In Liquidation)

1952. FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]

      Decision notices Published: 23/05/2013 Last modified: 04/06/2015
      This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed.

1953. FSA Final Notice 2009: Financial Advantage Limited [pdf]

      Final notices Published: 07/09/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Financial Advantage Limited

1954. Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities [pdf]

      LIBOR notices Published: 01/07/2023
      Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities

1955. Enforcement

      About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
      Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

1956. FSA Final Notice 2006: Millenium Management Services UK Limited [pdf]

      Final notices Published: 11/08/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Millenium Management Services UK Limited

1957. Notice of Decision 2023: J J Shannon Ltd [pdf]

      Decision notices Published: 05/09/2023 Last modified: 23/10/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1958. Notice of Decision 2024: Jamie Bovis [pdf]

      Decision notices Published: 17/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1959. FSA Final Notice 2004: RXB01510 [pdf]

      Final notices Published: 01/02/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: RXB01510

1960. Notice of Decision 2024: Graham Ford [pdf]

      Decision notices Published: 11/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.