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Showing 2011 to 2020 of 4706 search results for final notice refers.

  1. Notice of Decision 2024: Kopi Limited [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.

  3. FSA Final Notice 2012: Sun Life Assurance Company of Canada (UK) Limited [pdf]

    Final notices Published: 18/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Sun Life Assurance Company of Canada (UK) Limited

  4. Notice of Decision 2023: 8ESA LTD [pdf]

    Decision notices Published: 24/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. Notice of Decision 2024: Philip Bown [pdf]

    Decision notices Published: 18/04/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: M&M McKeefry [pdf]

    Decision notices Published: 05/04/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: Jason Craven [pdf]

    Decision notices Published: 31/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Firm specific complaints data

    Data Published: 19/10/2023 Last modified: 25/04/2024
    The FCA provides complaints data at firm level by different product categories. The data can be accessed through the firm specific sortable tables or downloaded in Excel.

  9. Notice of Decision 2024: Richknock Ltd [pdf]

    Decision notices Published: 12/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  10. FSA Final Notice 2008: Dennis Lomas [pdf]

    Final notices Published: 11/04/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Dennis Lomas
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