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Showing 2161 to 2170 of 4706 search results for final notice refers.

2161. Notice of Decision 2024: Mr George Beatty (trading as GB Auto Sales) [pdf]

      Decision notices Published: 17/04/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

2162. Notice of Decision 2024: Stuart McGregor [pdf]

      Decision notices Published: 30/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

2163. Notice of Decision 2024: Rashid Akhtar [pdf]

      Notices and decisions Published: 10/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

2164. Payment Accounts Regulations 2015 (PARs)

      Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
      Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

2165. Notice of Decision 2024: Motahub Limited [pdf]

      Decision notices Published: 08/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

2166. FSA Final Notice 2009: James Dean [pdf]

      Final notices Published: 08/04/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: James Dean

2167. FSA Final Notice 2009: Peter Dean [pdf]

      Final notices Published: 08/04/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Peter Dean

2168. Decision Notice 2022: Poojan Sheth [pdf]

      Decision notices Published: 07/12/2022
      This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

2169. Notice of Decision 2024: Robert Forsyth [pdf]

      Decision notices Published: 23/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

2170. Decision Notice 2022: Zafar Khan [pdf]

      Decision notices Published: 28/07/2022
      The Decision Notice (Zafar Khan) refers to knowing concern in breaches of the Market Abuse Regulations and Listing Rules, in the issuer’s sector. Our view is that a financial penalty should be imposed.