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Showing 281 to 290 of 4700 search results for final notice refers.
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Final Notice 2017: Stephen Moore [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Stuart Graham [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: Mark Stevenson [pdf]
This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition. -
FCA Final Notice 2014: David Welsby [pdf]
This final notice refers to breaches of APER 1 related to client money/assets in the asset management sector. We imposed a fine, withdrawal and a prohibition. -
Final Notice 2015: Mark Cleaver [pdf]
This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation. -
Final Notice 2015: Tariq Rashid [pdf]
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2018: Uvenco Limited [pdf]
This final notice -
Final Notice 2015: Stephen Allen [pdf]
This final notice refers to breaches of FIT related to lack of fitness and propriety and failing to be open and co-operative in the general insurance and protection sector. We imposed a prohibition. -
Final Notice 2017: College Motors [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Aaron Cawthorn [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.